Brian Goldberg

General Counsel & Chief Compliance Officer

brian_goldberg/

Brian is General Counsel and Chief Compliance Officer at Polen Capital. Brian was the first in-house attorney at the firm, where he led the build-out of the Legal and Compliance team from scratch. Prior to joining Polen Capital in 2014, Brian spent five years as a lawyer in the investment management practice of Seward & Kissel, LLP in New York City, where he counseled registered investment adviser clients regarding diverse legal and compliance issues. Brian received a B.A. in Political Science with an Economics Minor from American University and J.D. from Columbia Law School.

Education

B.A. in Political Science from American University and J.D. from Columbia Law School

Interests

Culinary adventures, running, going to the beach, and karaoke

  • 14
    Years Industry Experience
  • 2014
    Joined Polen
  • Boca Raton
    Polen Office

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