Brian Goldberg

General Counsel & Chief Compliance Officer

“We never forget why we're here, to make a positive impact on our clients, our community, and our colleagues.”


  • Joined Polen Capital: 2014
  • Education: B.A. in Political Science (Magna Cum Laude) from American University and J.D. from Columbia Law School
  • Primary Responsibility: Leads legal and compliance functions and serves as a Director of the Business Management team
  • Special Interests: Culinary adventures, running, going to the beach and karaoke

Mr. Goldberg joined Polen Capital in 2014. Prior to joining Polen Capital, Mr. Goldberg spent five years as a lawyer in the investment management practice of Seward & Kissel LLP in New York City, where he counseled registered investment adviser clients regarding diverse legal and compliance issues. Mr. Goldberg received his B.A. in Political Science with an Economics Minor from American University, where he graduated magna cum laude. He earned his J.D. from Columbia Law School.

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