Rick Simek
Compliance

Rick Simek

Chief Compliance Officer

33
Years industry experience
2026
Joined Polen
Boca Raton, FL
Polen office

Rick Simek is Chief Compliance Officer at Polen Capital. Prior to joining Polen Capital in 2026, Rick had prior roles as COO at Hantz Group and COO and Chief Compliance Officer at CastleArk Management, where he stayed for 13 years. Earlier in his career, Rick was a Director of Operational Risk at Man Group, building on an audit background that included roles at EY and KPMG. Rick received a B.A. in Accounting from Northern Illinois University.

B.A. in Accounting from Northern Illinois University

Sailing, Mountain Biking, Golf, and Travel

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