Polen Capital is an employee-owned investment manager offering active, conviction-driven strategies across growth equity and credit. Four autonomous investment franchises — Quality Growth, 5Perspectives, International Equity, and Leveraged Credit — are supported by centralized operations, distribution, and technology. Strategies are available through mutual funds, active ETFs, separately managed accounts, CITs, and sub-advisory arrangements.
Speak with someone on our team.
Our strategies are available through mutual funds, active ETFs, separately managed accounts, and institutional vehicles. Tell us what you're looking for and we'll connect you with the right person.
RIAs, wirehouse advisors, broker-dealers, and platforms
Pensions, endowments, foundations, consultants, and sovereign wealth
We'll connect you with the right resource or direct you to available vehicles
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Before you invest.
Our offices
Suite 300
Boca Raton, FL 33431
T: +1 561 241 2425 Boston1075 Main St.
Suite 320
Waltham, MA 02451
T: +1 781 283 8500 Chicago455 North Cityfront Plaza Drive
Suite 2025
Chicago, IL 60611
T: +1 312 561 6375 London1st Floor, 15-18 Austin Friars
London EC2N 2HE
United Kingdom
T: +44 20 8057 0457
What investment vehicles does Polen Capital offer?
Polen Capital's strategies are available through mutual funds, active ETFs, separately managed accounts (SMAs), collective investment trusts (CITs), and sub-advisory arrangements. Availability varies by strategy and investor type.
What are Polen Capital's investment minimums?
Polen Capital investment minimums vary by strategy and investment vehicle and may differ across separate accounts, pooled vehicles, mutual funds, and ETFs. With a broad range of implementation options, Polen can generally accommodate most account sizes, subject to eligibility requirements, vehicle availability, and client-specific considerations.
How do I access Polen Capital through my custodial platform?
Polen Capital funds and SMAs are available on most major custodial and brokerage platforms. If you're unsure whether your platform carries Polen, reach out to the team and they will confirm availability and provide setup guidance.
What is a 351 exchange?
A 351 exchange allows investors to transfer concentrated stock positions into a diversified Polen Capital strategy on a tax-deferred basis. It is designed for investors with significant unrealized capital gains who want diversification without triggering a taxable event.
What is the difference between Polen Capital's active ETFs and mutual funds?
Both vehicles provide access to the same investment strategies and teams. Active ETFs offer intraday trading, potential tax efficiency, and daily portfolio transparency. Mutual funds may offer additional share classes and are widely available on retirement platforms.
Who will I speak with when I contact Polen Capital?
When you submit an inquiry, Polen Capital routes it to the member of the distribution team best suited to help based on your investor type and location. You will hear from someone who understands your specific needs and can speak to the strategies most relevant to you.
Product literature and disclosures.
Access prospectuses, fact sheets, commentaries, and other product materials.
Browse document library →Tax-efficient asset transition.
Transfer concentrated stock positions into a diversified Polen strategy through a tax-deferred 351 exchange.
Learn about 351 exchanges →