Webinar

Webinar Replay: The Tax-Smart Transition | How Section 351 Exchanges Are Reshaping Portfolio Management

From legacy SMAs to concentrated equity positions. more advisors are t urning to Section 351 exchanges as a tax-efficient path forward. In this webinar replay, a panel of legal, technology, and investment experts breaks down the mechanics, the process, and the practical considerations advisors need to know before recommending this strategy. Whether you' re new to 351s or looking to sharpen your approach, this replay delivers actionable insights.
3 Min
Share:
RIAC - 351 Webinar Replay_retail

Related Content

Thought Capital 3 Min

The Problem Isn't the Target - It's the Path
If the target is clear, what makes the journey so difficult? The challenge is finding opportunities that can survive contact with reality.
Thought Capital 4 Min

When a Theme Becomes Investable: Electrification in Practice
A theme is not the risk. How you interpret it, and when you act on it, is.
Thought Capital 3 Min

2026 High Yield & Leveraged Loan Mid-Year Review & Outlook
Markets appear resilient on the surface, but growing issuer-level dispersion is creating opportunity beneath the surface.

Important Information:

Performance data quoted represents past performance. Past performance does not guarantee future results. Current performance may be lower or higher. Periods over one-year are annualized. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. For the most current month-end performance, please call 1-888-678-6024. 

Investors should consider the investment objectives, risks, charges, and expenses of the Polen 5Perspectives Growth Opportunities ETF carefully before investing. A prospectus with this and other information about the Fund may be obtained by calling 1-888-678-6024 or visiting the Materials tab. It should be read carefully before investing. 

Risks: ETF fund investing involves risk, including possible loss of principal. It is possible to lose money on an investment in the Fund. ETFs are subject to additional risks that do not apply to conventional funds, including the risks that the market price of an ETF’s shares may trade at a premium or discount to its net asset value, an active secondary trading market may not develop or be maintained, or trading may be halted by the exchange in which they trade, which may impact an ETF’s ability to sell its shares. Shares of any ETF are bought and sold at market price (not NAV) and are not individually redeemed from the ETF. Brokerage commissions will reduce returns. Limited History of Operations: The Fund is recently organized with a limited operating history, and there can be no assurance that the Fund will grow to or maintain an economically viable size. Equity Securities Risk: Stock markets are volatile. The price of equity securities fluctuates based on changes in a company’s financial condition, historical and prospective earnings of the company, interest rates, investor perceptions and overall market and economic conditions. The prices of securities change in response to many factors including the value of its assets. Growth Style Risk: Growth stocks may be more volatile than other stocks because they are generally more sensitive to investor perceptions and market movements. In addition, growth stocks as a group may be out of favor at times and underperform the overall equity market for long periods while the market concentrates on other types of stocks, such as “value” stocks. Large Cap Risk: Large cap risk is the risk that stocks of larger companies may underperform relative to those of small and mid-sized companies. Large cap companies may be unable to respond quickly to new competitive challenges, such as changes in technology and consumer tastes, and also may not be able to attain the high growth rate of successful smaller companies, especially during extended periods of economic expansion. Non-Diversification Risk: Because the Fund is non-diversified and may invest a larger portion of its assets in the securities of a single issuer than a diversified fund, an investment in the Fund could fluctuate in value more than an investment in a diversified fund.

Specific Fund Risk: The Fund is recently organized. There can be no assurance that the Fund will reach or maintain a sufficient asset size to effectively implement its investment strategy. The Fund is actively-managed and may not meet its investment objective based on the Adviser’s success or failure to implement investment strategies for the Fund. The Adviser’s evaluations and assumptions regarding issuers, securities, and other factors may not successfully achieve the Fund’s investment objective given actual market conditions.

For standardized performance please click here. There is no guarantee that the Fund or the companies in its portfolio will pay or continue to pay dividends. ETFs are subject to additional risks that do not apply to conventional mutual funds, including the risks that the market price of an ETF's shares may trade at a premium or discount to its net asset value, an active secondary trading market may not develop or be maintained, or trading may be halted by the exchange in which they trade, which may impact an ETF's ability to sell its shares. Shares of any ETF are bought and sold at market price (not NAV) and 
are not individually redeemed from the ETF. Brokerage commissions will reduce returns.

Polen Funds are distributed by Foreside Funds Distributors LLC.